Examples of 'chief compliance officer' in a sentence
Meaning of "chief compliance officer"
This phrase is frequently used in the context of corporate governance and legal compliance within organizations. It refers to the executive responsible for ensuring that a company or institution is operating in accordance with relevant laws, regulations, and internal policies. The chief compliance officer establishes and implements compliance programs, and monitors and reports on adherence to regulatory requirements
How to use "chief compliance officer" in a sentence
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chief compliance officer
Tom is the chief compliance officer.
Chief compliance officer.
Act as the ultimate designated person or chief compliance officer of a registered firm.
Its chief compliance officer hopes to be fixed soon.
And since Kate was chief compliance officer.
The chief compliance officer is the primary advisor to.
This function is often held by the Chief Compliance Officer of a financial company.
The chief compliance officer shall at least have the following responsibilities.
Such remuneration or reimbursement of expenses must be declared to the Chief Compliance Officer.
The chief compliance officer and the internal audit function shall report directly to the board.
Please click here to get to the contact details of our Chief Compliance Officer.
The chief compliance officer also meets resistance from the general counsel and the internal auditor.
The reporting shall be made to the Chief Compliance Officer and may be made anonymously.
Our Chief Compliance Officer is responsible to ensure that each transaction is verified.
Candidatures for the post of Chief Compliance Officer are currently being examined.
See also
The Chief Compliance Officer will contact the client to get all the details.
Member of the executive committee, chief compliance officer.
The company also appointed a Chief Compliance Officer to strengthen the corporate governance framework.
For me there is no question - it is the chief compliance officer.
Chief Compliance Officer may suspend operation.
I never had any financial interest in the firm . Chief compliance officer.
The Chief Compliance Officer for the Company is responsible for the implementation of these Procedures.
Many organizations have even added compliance jobs such as a chief compliance officer ( CCO ).
The Chief Compliance Officer shall meet separately, in camera with the Committee, at least quarterly.
Jean-Christophe Daigneault is the chief compliance officer for the entire firm.
Microsoft 's General Counsel Brad Smith also serves as the company 's chief compliance officer.
One Executive must be appointed the Chief Compliance Officer and have the following additional qualifications,.
Bryan oversees the firm 's operations and also acts as Chief Compliance Officer.
There must be a chief compliance officer ( CCO ).
Models of the compliance organization in companies - Against the Chief Compliance Officer.
Larger companies typically have a chief compliance officer ( CCO ) to direct compliance-related activities.
On Tuesday, Coinbase announced the appointment of Jeff Horowitz as chief compliance officer.
Steve Simmons, chief compliance officer.
Unfortunately, as the complaint alleges, Mr. Haider violated his obligations as MoneyGram 's Chief Compliance Officer.
Before any case is closed, the Chief Compliance Officer reviews it.
A Group Chief Compliance Officer was appointed in October 2005 and this unit is now fully operational.
To correct any personal information, patients can contact our Chief Compliance Officer at privacy@medialpha . ca.
This issue also contains an interview with our outgoing Chief Compliance Officer ( CCO ), Andreas Pohlmann.
And brother Peter, the company's… chief compliance officer.
Who 's he with? Steve Simmons, chief compliance officer.
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