Examples of 'compliance function' in a sentence
Meaning of "compliance function"
Compliance function: Refers to a department within an organization responsible for ensuring that the company and its employees are following regulations and laws in their operations
How to use "compliance function" in a sentence
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compliance function
Compliance function within the governance arrangements.
Numerical values for the double compliance function.
Compliance function becomes more demanding.
Inconsistent sanctions compliance within a decentralized compliance function.
The compliance function generally encompasses the following tasks.
Role of the compliance function.
But great companies do not relegate risk management to a compliance function.
The compliance function shall.
This function may be carried out by the compliance function.
The role of the compliance function is continuing to change as well.
The second line of defense is the risk and compliance function.
Closed form compliance function.
The compliance function should also consider the scope of reviews to be performed.
Outsourcing of the compliance function.
Combining the compliance function with other internal control functions.
See also
The necessary measures to be able to permanently access an appropriate independent compliance function.
Permanent compliance function.
An investment firm shall ensure that through such external compliance function.
An independent compliance function is a key component of the bankâs second line of defence.
Trading venues shall ensure that their compliance function is responsible for.
The compliance function has traditionally been associated with legislative and financial accountability.
The administrative or supervisory board shall establish a compliance function which will operate independently.
The compliance function shall assess that information and take appropriate action.
An investment firm should generally not combine the compliance function with the internal audit function.
The compliance function comes within the scope of the investigations of the internal auditor.
FINTRAC to retain certain types of records to execute its compliance function.
The compliance function should monitor and test compliance by performing sufficient and representative compliance testing.
These controls are monitored by an independent compliance function within the EIF.
In short our Compliance function acts carefully and appropriately.
The due implementation of the Policy is monitored by independent compliance function.
The Compliance function carefully monitors customer claims to identify inappropriate procedures or offers.
Prevention of corruption is an integral part of the compliance function for the FMSA.
The compliance function may be fulfilled by non-executive directors.
I Responsibilities of the compliance function Compliance risk assessment.
I would like to now turn to my office 's compliance function.
NH Hotel Group promotes the Compliance function covering the following key areas.
The Program is supervised under the Compliance function.
The oversight of the compliance function and internal control function;.
The AFA released its Guide on the anticorruption compliance function in companies.
Compliance function employees, in particular the corporate department advance team, were trained on this topic.
Organisational requirements of the compliance function 9.
Our compliance function is now fully operational, including our monitoring and examination activities.
What does the future of the compliance function look like?
Between banks, there are the considerable distinctions concerning the organization of compliance function.
Monitoring activities performed by the compliance function should also take into account:.
She has a four-year mandate in relation to the independent compliance function.
Departmental design, establishment of the regulatory compliance function and development of policies and procedures.
A compliance function that can monitor different risks like non-compliance with applicable regulations.
Scor se - information on the ics and the compliance function.
This compliance function has included, for the past ten years, responsibility for food safety audits.
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Increased percentage of compliance by those required to file
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He could not function any other way
Function keys with preset multimedia actions
The desired function word will flash
