Examples of 'regulated entity' in a sentence
Meaning of "regulated entity"
regulated entity: an organization or entity that is subject to specific rules, laws, or guidelines governing its operations or conduct
How to use "regulated entity" in a sentence
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regulated entity
A regulated entity for the safety of citizens.
Making a complaint to your federally regulated entity.
The regulated entity who holds the stock.
They are moving more towards being a regulated entity.
Every regulated entity which is at the head of a financial conglomerate.
Deemed to be plan of each regulated entity.
Where there is a regulated entity at the head of the group or subgroup.
The mechanism must provide the regulated entity with.
Where there is no regulated entity at the head of the group or subgroup.
Bearer shares are effectively immobilised by the requirement to involve a regulated entity in any transfer.
A regulated entity that fails to follow these requirements is subject to criminal penalties.
We are a regulated entity.
They have express statutory powers to access confidential information of the regulated entity.
Previous questions a regulated entity asked about the requirements or requests for policy interpretations.
The inspection frequency is limited to one planned site inspection of a regulated entity per year.
See also
Must be a regulated entity in Canada.
These regulatory regimes often include provisions addressing the insolvency of the regulated entity.
FCAC expects the regulated entity to exercise due diligence in this regard.
Marginal note, Commission - regulated entity.
Regulated entity means a credit institution, an insurance undertaking or an investment firm ;.
FINTRAC will likely review any issues that a regulated entity may have had with another regulator.
The regulated entity is provided 30 calendar days to review the report to validate its facts.
It serves UK clients by an FCA regulated entity and others by a Cypriot entity.
On-site examination, which FCAC conducts at the offices of the regulated entity.
Level of cooperation by the regulated entity during an investigation ; and.
In that regard, during an examination, FINTRAC would expect a regulated entity to be able to,.
Article 2 ( 4 ) of the proposal defines regulated entity as credit institutions, insurance undertakings and investment firms.
This Leverage applies to the EU regulated entity of the Group.
Compliance record of the regulated entity ( including all breaches, Action Plans or Compliance Agreements ).
Investment and project progress are overseen by a regulated entity to protect investor 's interest.
Other communications common carrier, A government regulated entity offering communications services to the public.
The name of the person or Regulated Entity concerned;.
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Instruments traded on a regulated and liquid market
A well regulated militia being necessary to the security
Arms equipment listed on regulated commodities list
