Examples of 'securities act' in a sentence
Meaning of "securities act"
securities act: a legal framework that regulates the issuance, sale, and trading of securities, typically aimed at protecting investors and maintaining fair financial markets
How to use "securities act" in a sentence
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securities act
Securities Act and applicable state securities laws or pursuant to an exemption therefrom.
The Council would consider proposed legislative amendments to the securities act.
Option are not registered under the Securities Act and may not be sold or.
The impetus of the Securities Act is to remove information asymmetries from promoters and investors.
This bill would make two key changes to the Securities Act.
Amendments proposed to Securities Act to enhance investor protection.
To require the Company to file a registration statement under the Securities Act.
Were registered under the Securities Act or an exemption from such registration requirements.
These portfolio advisors are not subject to the requirements of the Securities Act Ontario.
O creation of a new Canadian Securities Act with comprehensive capital market regulations.
Bonds are already approved for public sale in correlation with the Vietnam Securities Act.
The Ontario Securities Act regulations specifically enumerates financial assistance as a disclosure item.
Hill involved a prosecution under the Ontario Securities Act for breach of trust.
The Ontario Securities Act provides a general penalty for any contravention of the statute.
His actions breached the Securities Act.
See also
Registered under the Securities Act and may not be offered or sold within.
Such a panel was in the draft National Securities Act.
Securities Act and to persons outside of the United States in compliance.
Michelle Dunk guilty of fraud and three violations of Securities Act.
The author reviews also the sections of the Securities Act pertaining to the Take-Over bid.
The reference to all persons is consistent with the British Columbia Securities Act.
It ensures compliance with the provisions of the Securities Act within the securities industry ;.
It charges Telegram and TON Issuer with violating two registration provisions of the Securities Act.
Securities Act Provincial legislation regulating the underwriting, distribution and sale of securities.
In its recent amendments, the purpose and guiding principles of the Securities Act are articulated.
The British Columbia Securities Act was changed to allow for $1 million per contravention.
To, the registration requirements of the Securities Act.
O A single Canadian Securities Act to be adopted by all participating jurisdictions, including the federal government.
Raising capital and soliciting investors - Securities Act concerns.
O The Securities Act should be changed to allow more investment .?
As reported CNBС, the founder of Tesla accused of violating the securities act.
A tax act or a securities act violation;.
Our authority for collecting personal information is set out in section 3.11 of the Securities Act.
The Uniform Securities Act has been the model for close to 40 states ' securities laws.
Bill 135 also introduces important amendments to the Securities Act.
The Securities Act ( Ontario ) provides the OSC with the power to recognize SROs.
We are a foreign private issuer as defined under Rule 405 of the Securities Act.
Or holder with Rule 144A under the Securities Act in connection with the resale.
This announcement is being issued in accordance with Rule 135 under the Securities Act.
Securities Act of 1933, or in any other country where such transaction would be.
This press release is being issued pursuant to Rule 135c under the Securities Act.
The Securities Act of 1933 was enacted to prevent a repeated stock market crash.
Not been and will not be registered under the U.S. Securities Act.
Under the Securities Act of 1933 and may not be offered or sold in.
You are under arrest for violation of the Securities Act of 1934.
Since the Government 's announcement, a new Securities Act was passed in 1993 and a Securities Commission established.
This proposed action would allege violations of Sections 5 ( a ) and 5 ( c ) of the Securities Act.
Does application of protections under the Securities Act of 1933 make sense?
The Company is a " foreign private issuer " as defined in Rule 405 of the Securities Act.
The Fund has not been registered under the US Securities Act of 1933.
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Such act consists in the decision to sponsor
