Examples of 'securities firms' in a sentence
Meaning of "securities firms"
Securities firms: This term generally refers to financial institutions or companies that engage in activities related to buying, selling, or trading various financial securities, such as stocks, bonds, or derivatives
How to use "securities firms" in a sentence
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securities firms
The impact of new rules on securities firms is being examined.
Many large securities firms are now integral parts of international financial institutions.
Additional foreign acquisition of shares of local securities firms is not allowed.
Most legitimate securities firms will honor your request.
Public disclosure of the trading and derivatives activities of banks and securities firms.
Swiss or foreign banks or securities firms do not have to be reported.
State laws differed in how they regulated affiliations between banks and securities firms.
They also compete with securities firms in the market for mutual funds.
Framework for supervisory information about the derivatives activities of banks and securities firms and.
It is widely used among international securities firms with branch offices in Korea.
Canada will continue encouraging Mexico to establish new categories of securities firms.
Swiss securities firms represent medium-sized financial service providers.
The third tier consisted of all the smaller securities firms registered in Japan.
The Commission adopted a proposal for a directive establishing minimum capital requirements for securities firms.
It was Cetin among securities firms.
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It has found when securities firms have attempted to combine these two roles”.
In effect, the NSMIA gave the SEC exclusive jurisdiction to regulate securities firms.
Christy Phillips-Brown said most securities firms are responding to.
Shortly thereafter, the Board filed another seven lawsuits against various Wall Street securities firms.
The second tier of securities firms contained ten medium-sized firms.
Have issued many At-Auction Orders This morning the five major securities firms Chet Sook.
Neither insurance companies nor securities firms were given explicit deposit-taking powers in-house.
The non-monetary property amount shall not exceed 30 % of registered capital of securities firms.
Claims on banks and securities firms from OECD countries 3.
Table 1? Bank ownership of integrated securities firms.
Moreover, the assets of securities firms are marked-to-market daily.
Table 1? Bank ownership of full-service securities firms.
Involved were banks, insurance companies, securities firms and exchanges, and state and federal regulators.
The first production blockchain service, a KYC authentication platform, was launched in August 2017 with 25 securities firms.
However, their « natural jurisdiction » seldom encompasses securities firms, and almost never insurance companies.
Banks and securities firms sold 88 percent of the investment-grade debt this week, according to Bloomberg.
Today all of Canada 's large integrated securities firms are bank-owned ( see Table 1 ).
Article 5 By obeying national regulations, securities firms can issue, trade and sell securities financial products.
In 2018, Coinbase received the regulatory approval to purchase securities firms that had broker-dealer licenses.
Foreign ownership limits on securities firms will be removed on December 1 2020.
Until the late 1980s, most Canadian securities firms were owned by their senior partners.
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