Examples of 'securities commissions' in a sentence
Meaning of "securities commissions"
Securities commissions are regulatory authorities or government agencies responsible for overseeing and regulating the securities industry within a particular jurisdiction. They are typically tasked with enforcing securities laws, registering and monitoring securities firms and professionals, promoting investor education and protection, and ensuring fair and transparent financial markets
How to use "securities commissions" in a sentence
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securities commissions
With securities commissions or similar authorities in each of the.
The financial aspect is governed by provincial securities commissions.
We regard the requirements of securities commissions and regulators as a foundation to improve upon.
Their efforts are being supported by the actions of provincial securities commissions.
National securities commissions and their role in effect on professional accounting regulations standards.
This site also offers links to provincial securities commissions.
Some agencies such as securities commissions have been given the power to make rules themselves.
Mutual funds fall under the jurisdiction of provincial securities commissions.
Provincial securities commissions have developed an independent thinking on the amount an individual can invest.
Another possible explanation relates to how specific provincial securities commissions are funded.
Provincial regulators and securities commissions have contact centers to answer questions and inquiries.
The legislation and accompanying regulations are enforced by the various provincial securities commissions.
Provincial securities legislation allows provincial securities commissions broad discretion and scope to develop binding instruments.
Portfolio managers meet the highest conditions of registration with the securities commissions.
Four Canadian securities commissions participate in this organization.
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Responsibility for regulation of the funds or the fund manufacturers remains with the securities commissions.
Securities laws and securities commissions in Canada differ in each province.
Investment counselling firms regulated by provincial securities commissions in Canada.
FAIR Canada believes that securities commissions and SROs need to conduct a comprehensive proficiency standard review.
This important issue is being examined in Canada by the provincial securities commissions.
Similar enforcement committees led by the Securities Commissions exist in the other locales as well.
The MOU does not involve a delegation of power by the various securities commissions.
Harmonize the four securities commissions in Atlantic Canada.
Read the most recent Certificate attesting to this assessment provided to the Securities Commissions.
Should the securities commissions intervene?
Earlier I gave the example of securities commissions.
Provincial securities commissions require public companies to file documents such as,.
We have developed a passport system with the securities commissions in the other provinces.
Canadian securities commissions have traditionally been structured as multi-functional administrative agencies.
In several cases, entities other than securities commissions are involved.
The securities commissions of Macedonia and Slovenia have signed a co-operation agreement.
If this is so, it would imply a need for increased oversight by securities commissions.
That word is terrible to say, that securities commissions are protecting investment crime.
Initially, the company must file a preliminary prospectus for review by the securities commissions.
They are subject to examinations by provincial securities commissions and self-regulatory organizations.
The CSA is an umbrella organization representing the 13 provincial and territorial securities commissions.
In striking down the pill, the securities commissions made the following key points,.
That involves Finance, as well as all of the securities commissions.
Some securities commissions have uploaded data dating back just over 10 years.
Mr. Brown, Harmonization of regulation among the securities commissions has become our number one priority.
Some of the recommendations will be operationalised by the International Organization of Securities Commissions ( IOSCO ).
Securities Commissions ( IOSCO ) as ad hoc observers.
The regulatory agency is a member of the International Organization of Securities Commissions ( IOSCO ).
International organization of Securities Commissions ( IoSCo ) other authorities / federal agencies.
RBC InvestEase Inc. is registered as a Portfolio Manager in Canada with the applicable securities commissions.
The accountant's review may be subject to disclaimers, and Securities Commissions never "approve" investments.
We also need a national securities commission, not 13 separate independent securities commissions.
The previous witness, Mr. Brown, talked about securities commissions.
It was originally established in 1974 and called the Inter-American Conference of Securities Commissions.
An association consisting of 134 securities commissions.
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Both commissions agreed to undertake such an exercise
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