Examples of 'securities regulator' in a sentence
Meaning of "securities regulator"
A securities regulator is an agency or organization responsible for supervising and regulating the securities market. They ensure that financial institutions and individuals comply with rules and regulations to maintain fair and orderly trading
How to use "securities regulator" in a sentence
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securities regulator
Contact your securities regulator to find out.
The continued need for a national securities regulator.
Common securities regulator needed.
It is time to build a single securities regulator.
China securities regulator solicits opinions on revised delisting rules.
The benefits of a common securities regulator are well known.
These investments are not reviewed or approved by a securities regulator.
A common securities regulator will create the opportunity to deliver this new approach.
We have an opportunity to build a single securities regulator in this country.
Contact your state securities regulator to learn the different options for raising capital.
O by obtaining exemptive relief from the relevant securities regulator.
Canada lacks a single securities regulator charged with representing the national interest.
I also want to talk about the single securities regulator.
The Canadian securities regulator is targeted to be established within the next three years.
Be an informed investor and check with your provincial securities regulator.
See also
A common securities regulator would also allow Canada to speak with one voice.
I also would like to raise the issue of a national securities regulator.
Establishing a Canadian securities regulator with the voluntary partnership of provinces and territories.
Canada continues to be the only industrialized country without a national securities regulator.
The Hong Kong securities regulator has ended a companys ICO for selling unregistered securities.
To registration formalities or would require the prior authorization of the local securities regulator.
National securities regulator plan rejected by Supreme Court of Canada.
We have to and we can build a single securities regulator in Canada.
Saudi Arabia Securities Regulator grants first two fintech licences.
O We call upon regulators and governments to create a national securities regulator.
China 's securities regulator hands out more fines.
Another problematic section is that pertaining to the Canadian securities regulator.
China 's securities regulator unveils measure to stabilise market.
Quebec and Alberta also have concerns about a national securities regulator.
China 's securities regulator to enhance crackdown on money laundering.
I shall call the attention of the Senate to the national securities regulator.
Israel 's national securities regulator is using blockchain for cybersecurity.
OSC establishes first permanent mediation program by a Canadian securities regulator.
Benefits of having a common securities regulator would include:.
Ontario's securities regulator looks to increase women in leadership positions.
O Proposals to establish a single securities regulator for Canada.
China 's securities regulator to ease refinancing rules to help companies fight coronavirus.
Clearly, this is an advantage to a common securities regulator.
Israel 's national securities regulator is now using blockchain to improve data integrity.
They are demanding a fundamental change - the creation of a single securities regulator.
Looking at brokerage data alone, the securities regulator was confident that risks were under control.
People are taking out mortgages to buy bitcoin, says securities regulator.
China 's securities regulator to speed up QFII approval.
For all sellers, be sure to call your state securities regulator.
Then China 's securities regulator stopped initial public offerings on the exchanges.
Have entered into a settlement agreement with a securities regulator or other authority ;.
The top securities regulator for Massachusetts, William Galvin, said he had subpoenaed Morgan Stanley.
The seller is not registered with the provincial / state securities regulator.
Could a national Canadian securities regulator be on the horizon?
It was certainly self-evident to us that there was a need for a national securities regulator.
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Problems facing the securities markets are numerous
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