Examples of 'securities dealers' in a sentence
Meaning of "securities dealers"
securities dealers: Professionals or firms that buy and sell financial securities such as stocks, bonds, and other investment instruments on behalf of clients or for their own accounts
How to use "securities dealers" in a sentence
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securities dealers
Securities and securities dealers were already regulated.
List of belgian treasury securities dealers.
We regulate securities dealers and distributors.
The personal status of stock exchange securities dealers.
Securities dealers are frequently members of several of these associations.
This is a summary of the changes applicable to securities dealers.
Securities dealers meet this criterion.
Changes to licences for banks and securities dealers.
Securities dealers and brokers.
Control on securities dealers.
In most countries access to these markets is limited to recognized securities dealers.
Recognized securities dealers in belgium.
This is often done through an investment bank or finance syndicate of securities dealers.
Most firms of securities dealers would be covered by this rule.
Telecommunications lines connect the corresponding securities dealers to the central computer.
See also
O Securities dealers and money market mutual funds will have access to the payments system.
Life insurance companies and securities dealers meet this criterion.
The participants in this market all have the status of recognized banks or securities dealers.
Other securities dealers.
The organization that establishes the rules that regulate municipal bond and securities dealers.
These now cover not just securities dealers but all those subject to prudential supervision.
New guidelines from the IDA include stiffer penalties for securities dealers that break IDA rules.
Swiss securities dealers represent medium-sized financial service providers.
The government believes that life insurers and securities dealers have this capacity already.
This subcategory also includes: services of financial holding companies ownaccount dealing services by securities dealers.
Licensing and supervising banks and securities dealers are the responsibility of the Banks division.
This subcategory also includes, services of financial holding companies own account dealing services by securities dealers.
There are three types of securities dealers who can place orders in the CSE system.
Rather, the choice emerges from an open market where the various primary securities dealers compete.
This brings the number of Authorised Securities Dealers to three and Authorised Depositories to twenty.
Chart 3 Return on equity of bank-owned and independent securities dealers per cent.
Meanwhile, credit unions / caisses populaires, securities dealers and mutual funds are largely regulated by provincial governments.
At the present time, all securities companies are members of the Securities Dealers Association.
In reality, not all government securities dealers can be considered marketmakers.
The Securities Dealers Association in Tokyo records prices and volume of only some 80 stocks.
Her experience extends to the regulation of banks, securities dealers and collective investment schemes.
Prise, Securities dealers must also be in possession of a licence.
Primary distribution has been through a syndicate of Canadian securities dealers and via single-price auction.
Bank-owned securities dealers Independent securities dealers.
The Canadian Investors Protection Fund ( CIPF ) insures security holders against the insolvency of securities dealers.
The Vanuatu Forex Securities Dealers Licenses enables you to carry out the following services,.
The following are prescribed classes, banks, insurers, and securities dealers.
The securities dealers mentioned above also operate on this market 63.
Institutional investors typically trade with securities dealers on a bilateral, over-the-counter basis.
Banks and securities dealers ( who are pretty much all banks these days ).
All of the large Canadian full-service securities dealers are now bank-owned.
Overview of banks and securities dealers 33 See section on Cross-border financial services.
In 2013, the economic environment once again presented a challenge for banks and securities dealers in Switzerland.
Madoff was active in the National Association of Securities Dealers ( NASD ), a self-regulatory securities-industry organization.
Definition On slide 6, I will speak to one change, which applies only to securities dealers.
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