Examples of 'securities law' in a sentence
Meaning of "securities law"
securities law: This phrase refers to the set of laws and regulations that govern the issuance, trading, and handling of securities, such as stocks and bonds, in a particular jurisdiction. Securities laws are designed to protect investors from fraud and ensure transparency in the financial markets
How to use "securities law" in a sentence
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securities law
They said it was in violation of state securities law.
Securities law in your province or territory.
He helped investigate securities law violations.
We are in an interesting place right now in terms of securities law.
It does not change the securities law disclosure requirements.
Securities law issues.
Market infrastructure and securities law.
Amendment of the securities law to recognize the nominee concept.
Capital markets and securities law.
Limit set by the securities law in your province or territory.
Harmonisation of substantive securities law.
We worked closely with securities law experts to prepare documents.
Several law firms launched investigations of potential securities law violations.
They do not change the securities law disclosure requirements.
The securities law sets up a new securities exchange and trading centre.
See also
Crowdsales and securities law.
On securities law either.
Crowdfunding exemptions are only an exemption from securities law registration requirements.
Corporate and securities law directly shapes what companies do and how they do it.
There are several task forces busy proposing changes to the securities law.
Developing securities law to limit the risks associated with securities financing transactions.
Based on how far over the line of securities law each transaction was.
The objectives of securities law are to protect investors and to ensure efficient capital markets.
It means that these tokens are not required to take exemption from federal securities law.
There are still concerns that the securities law could be applied to some cryptocurrencies.
Investors and companies should know that buyers can sue sellers under federal securities law.
Thierry Dorval practises securities law and competition law.
The company also admitted breaking American securities law.
Investment securities Law applicable to property rights in cash deposit accounts with financial institutions.
You must act within the time limit set by the securities law in your province.
The new Securities Law no longer allows bearer shares.
RIM being investigated for possible securities law violations.
As securities law practitioners know well, the answer depends on the facts.
ICOs have been prone to scams and securities law violations.
Under the securities law in some provinces and territories, you have the right to.
Individuals are encouraged to come forward and report possible violations of Ontario securities law.
Garry Hoy was a respected corporate and securities law specialist in Toronto.
State of Colorado considers bill giving cryptocurrencies limited exemptions from securities law.
United States securities law.
The OSC monitors market participants for compliance with Ontario securities law.
He previously practiced corporate and securities law with Bennett Jones LLP of Calgary.
Four of these laws form the core of the United States federal securities law today.
She works in corporate law, securities law and employee share ownership.
Awards are paid out of penalties the SEC collects from securities law violators.
For more information, see the securities law of your province or territory, or ask a lawyer.
The Quebec government has also proposed increased penalties for securities law violations.
Shareholders have rights too, and securities law is designed to protect those rights.
The arbitration process is explained in detail at the Securities Law website.
That doesn't understand securities law that these guys knew the risks of their investments.
The fund is financed through monetary sanctions paid by securities law violators to the SEC.
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