Examples of 'securities laws' in a sentence
Meaning of "securities laws"
securities laws - Refers to regulations and laws pertaining to the buying and selling of securities (stocks, bonds, etc.) to protect investors. These laws are enforced by regulatory bodies to ensure transparency and fairness in financial markets
How to use "securities laws" in a sentence
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securities laws
The securities laws did not help matters.
Based except as required by applicable securities laws.
Securities laws normally constrain those folks.
This includes securities laws and regulations.
Securities laws and insider trading.
Petrocapita is subject to the securities laws of various jurisdictions.
The securities laws of any particular jurisdiction.
Yokogawa is subject to the securities laws of various jurisdictions.
Sent in accordance with the rules of securities laws.
Canadian securities laws do not work.
That would violate securities laws.
The securities laws relating to the preparation and issuance of.
Teck is subject to the securities laws of various jurisdictions.
In accordance with applicable securities laws.
Securities laws also cover holding periods for private investments.
See also
Zargon is subject to the securities laws of various jurisdictions.
Make sure you are in compliance with securities laws.
Savanna is subject to the securities laws of various jurisdictions.
It was also found to be in violation of multiple state securities laws.
Parex is subject to the securities laws of various jurisdictions.
Cuomo is investigating whether the bonuses violated securities laws.
Tahoe is subject to the securities laws of various jurisdictions.
Some offerings may not comply with securities laws.
Fortuna is subject to the securities laws of various jurisdictions.
This matter is usually regulated by stock exchange or securities laws.
Qualification under the securities laws of any such jurisdiction.
Unlawful prior to registration or qualification under the securities laws of.
Securities laws provide some exemptions from filing insider reports.
Violating the securities laws.
This estimate is considered a financial outlook under applicable securities laws.
Federal securities laws.
Raising outside financing requires compliance with complex securities laws.
Violation of the federal securities laws or the rules and regulations.
Several foreign jurisdictions use these standards in their securities laws.
Securities laws attempt to achieve this result through continuous disclosure requirements.
Be registered or qualified for sale under the securities laws of the states in.
The federal securities laws do not provide for recovery of punitive damages.
Participants in unregistered offerings will be held liable under the securities laws.
Or the securities laws of any state or other jurisdiction and can not be disposed.
The primary government agency responsible for enforcing federal securities laws.
Canadian securities laws are not harmonized on the issue of where a distribution takes place.
You must comply fully with applicable insider trading and securities laws.
Securities laws require that issuers of corporate bonds spell out all possible risks.
Failure to observe such restrictions may constitute a breach of securities laws in the relevant jurisdictions.
The securities laws only require pro forma statements where the information is material.
We deal with this quite a bit in our draft report reviewing the securities laws.
The securities laws of other provinces also regulate insider trading in their respective jurisdictions.
These organizations may impose standards that exceed the minimum set by securities laws.
Fraudulent or fictitious securities violate securities laws and regulations and frustrate their scheme of regulation.
Taking enforcement action against persons and companies that have allegedly contravened securities laws.
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Problems facing the securities markets are numerous
Securities sold to banks under repurchase agreements
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Examples of using Laws
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A number of laws were to be adopted for that purpose
Relationship between treaties and national laws
There exist no laws regulating newspaper reporting
