Examples of 'securities regulation' in a sentence
Meaning of "securities regulation"
securities regulation: Laws and guidelines that oversee the trading and selling of investment securities to ensure fairness and transparency in financial markets
How to use "securities regulation" in a sentence
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securities regulation
Belgian securities regulation presents different characteristics.
His expertise is in company law and securities regulation.
Securities regulation has been seen as closer in character to insurance regulation.
The major systems of securities regulation in the eec.
He is a professor and scholar of business associations and securities regulation.
The reform of securities regulation.
Securities regulation needs to be developed in several key areas and in most countries.
The northern pattern of securities regulation.
The structure of securities regulation should be designed to facilitate the achievement of these objectives.
Arguments made to justify centralization of securities regulation are not new.
Securities regulation is about the twin objectives of investor protection and market efficiency.
Focusing the spotlight on reforming securities regulation is a positive development.
Premature disclosure could impede the transaction or even violate applicable securities regulation.
Informal guidance on securities regulation and how it applies to you.
We need to recognize the same thing today with securities regulation.
See also
The area of securities regulation is one which has been found to have a double aspect.
This approach is consistent with securities regulation in other countries.
The securities regulation regime largely assumes that all investors act as perfectly rational persons.
A market in which they can apply the code of securities regulation.
Securities regulation only came later to Canada.
Another area of interest is Canadian securities regulation.
Making the delivery of securities regulation in Canada significantly more efficient.
Council of Ministers reaffirm commitment to passport system of securities regulation.
The Canadian system of securities regulation is the product of our history.
Yet this has often been the case in discussions regarding securities regulation in Canada.
Regulatory Changes Securities regulation falls under provincial jurisdiction and therefore differs among provinces.
Steps taken to improve the efficiency of securities regulation in Canada.
Securities regulation in the United States.
It has been used in certain areas of securities regulation in Canada and elsewhere.
Professor Anand researches and teaches in the areas of corporate law and securities regulation.
Such statements suggest that American securities regulation is a model for centralization and efficiency.
This would ensure that Canada retains the accumulated experience of the provinces in securities regulation.
Securities regulation and disclosure requirements ; and.
The US is typically recognised as having the most stringent securities regulation in the world.
Securities regulation is segmented, as small issuers are governed locally.
Final report of the Committee of wise men on European securities regulation.
Canada 's system of securities regulation is in need of fundamental reform.
However, this pre-emption did not exclude state participation in securities regulation.
Would you agree that securities regulation is functionally dead?
Securities regulation is segmented, with small local issues being governed locally.
In this environment, the efficacy of securities regulation is in the spotlight.
Securities regulation of foreign issuers, financial reporting and disclosure manual.
For the sake of efficiency, we need a single, uniform framework for securities regulation.
National and regional systems of securities regulation embrace different standards, rules, and systems.
However, neither of these would provide support for comprehensive federal securities regulation.
While securities regulation is a complex field, unnecessary complexity benefits neither investors nor issuers.
Depending on their characteristics, certain cryptocurrency-related products may be subject to securities regulation.
Finally, American securities regulation is considered onerous and costly.
Nevertheless, the degree of federal-state cooperation in securities regulation should not be overstated.
In Canada, securities regulation limits the potential for a mutual fund to be leveraged.
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Problems facing the securities markets are numerous
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