Examples of 'securities regulations' in a sentence
Meaning of "securities regulations"
securities regulations: These are rules and regulations set by regulatory bodies or authorities to oversee and govern the securities market. These regulations aim to protect investors, ensure transparency, and maintain the integrity and efficiency of the financial markets
How to use "securities regulations" in a sentence
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securities regulations
Except as required under applicable securities regulations.
Violations of securities regulations and illegal use of insider information.
Tokendata then goes on to explain that airdrops are still subject to securities regulations.
Under applicable securities regulations.
A review of securities regulations to identify impediments to interprovincial flows of investment funds was suggested.
Nicolas has published various articles on insolvency proceedings and securities regulations.
The development of securities regulations regarding these types of investments continues to evolve.
No acting in concert concept under Vietnamese securities regulations.
Securities regulations establish rules and other specific standards governing trading activities.
The Fund will only use derivatives as permitted by securities regulations.
Securities regulations designed to protect investors from fraud and abuse do apply in cyberspace.
The main differences between Member States are found in differing company law and securities regulations.
Relaxation of securities regulations Formalize pool of capital.
However, fund managers and the funds themselves operate under strict securities regulations.
In this way, securities regulations constitute a further barrier to private investment.
See also
A non-criminal offence that regulates conduct in the public interest, such as securities regulations.
O securities regulations reform to reduce administrative burdens and costs to businesses ; and?
Therefore, the suit asserts that the company has sullied the securities regulations by selling it.
Securities regulations prohibit us from discussing performance until the fund reaches the 1-year mark.
SAFT contracts are considered to be securities and as such, must meet securities regulations.
At the other extreme, US securities regulations explicitly require registered firms to disclose.
Desjardins Financial Services Firm Inc. was created to meet the requirements of securities regulations.
MacIntosh argues that securities regulations are particularly troublesome for knowledge-based firms.
Following the arrangement, lA Insurance remains a “ reporting issuer ” as defined in securities regulations.
Blue Sky Laws are anti-fraud securities regulations at the state level.
O In addition, Canadian securities regulations require the disclosure of material " off-balance-sheet " transactions.
Relaxing securities regulations 27.
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National rules and regulations must be observed
