Examples of 'securities regulatory' in a sentence

Meaning of "securities regulatory"

securities regulatory - related to laws and regulations governing the trading and selling of securities or investments

How to use "securities regulatory" in a sentence

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securities regulatory
Submitted to the local securities regulatory authority.
Securities regulatory authorities will not review the notice or circular.
Private remarks to securities regulatory authority.
We are closer than we have ever been before to achieving a modern securities regulatory system.
Builds on existing securities regulatory expertise.
These laws are administered and enforced by a provincial or territorial securities regulatory authority.
Canadian securities regulatory authorities and a registration statement.
Mutual reliance involves no surrender of jurisdiction by any securities regulatory authority.
Corporate and securities regulatory bodies.
No securities regulatory authority has expressed an opinion about the securities described herein.
Summary of reports compiled for the applicable securities regulatory authorities etc.
Currently the securities regulatory framework in Canada is under review.
Common regulator would replace the existing provincial securities regulatory authorities.
Securities regulatory Organizations.
The structures and missions of various securities regulatory organizations differ from country to country.

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Other countries are finding ways to achieve competitive advantage through their securities regulatory structure.
Other circumstances recognized by securities regulatory agency under the State Council.
As a start, they could establish a small liaison office to facilitate contacts with securities regulatory agencies.
He should be recognized by the securities regulatory agency under the State Council.
The protocol should reiterate the need to also separately notify the securities regulatory authorities.
Canada 's securities regulatory system works very well.
The manager and the trustee follow the practices established by securities regulatory authorities.
Canada 's securities regulatory structure has become an international outlier.
Mutual funds may lend their securities as permitted by Canadian securities regulatory authorities.
Canadian securities regulatory authorities, including those factors contained.
Specific measures shall be formulated by the securities regulatory agency under the State Council.
The model provides for continued federal-provincial consultation in the evolution of Canada 's securities regulatory system.
SEC and the Canadian securities regulatory authorities.
This screen contains additional fields, " General Remarks " and " Private remarks to securities regulatory authorities ".
Achieving a sound, efficient securities regulatory system is a matter of national importance.
An early warning report will be filed with the relevant Canadian securities regulatory authorities.
In our view, the securities regulatory system represents an ideal opportunity.
Certain Portfolios may use derivatives as permitted by the Canadian securities regulatory authorities.
Internationally, Canada 's securities regulatory structure is recognized as being unnecessarily complex.
Neither the Securities and Exchange Commission nor any state securities regulatory agency has.
Means, collectively, the securities regulatory authorities in each province and territory of Canada.
That includes reforming Canada's securities regulatory system.
The Canadian securities regulatory authorities available on BCE 's website at.
Having other conditions that are stipulated by the securities regulatory agency under the State Council.
The China Securities Regulatory Commission has warned of “ panic sentiment ” taking hold of investors.
If you need clarification, contact te securities regulatory authorities.
Italian securities regulatory authority, CONSOB, pursuant to.
Businesses should also contact their local securities regulatory authority ”, it read.
The China Securities Regulatory Commission ( CSRC ) quickly denied the Caijing story, labelling it " irresponsible ".
These materials are available at the websites of the securities regulatory authorities indicated below,.
International Presence - Canada 's securities regulatory structure should be perceived internationally to be world-leading.
There is an unprecedented opportunity to improve Canada 's securities regulatory structure.
Policy Innovation and Development - The securities regulatory structure should produce sound policy on a timely basis.
Facilitate electronic filing of securities information as required by the securities regulatory authorities in Canada ;.
Hold a high-level meeting between environmental and securities regulatory agencies to explore further collaboration ;.

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