Examples of 'securities regulators' in a sentence
Meaning of "securities regulators"
Securities regulators are government organizations or agencies responsible for overseeing and regulating the securities market and ensuring compliance with securities laws and regulations. They aim to protect investors, maintain fair and efficient markets, and prevent fraudulent or manipulative activities
How to use "securities regulators" in a sentence
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securities regulators
Securities regulators are also invited to participate as observers.
Strengthened liaison with securities regulators could be taken.
Securities regulators said they were monitoring the situation.
With the approval of securities regulators.
Provincial securities regulators are currently reviewing these rules.
Most disclosure documents must be filed with securities regulators.
Securities regulators now claim.
It will be interesting to see what securities regulators decide in subsequent cases.
The securities regulators are not uniform in either structure or function.
The revisions will be limited to documents filed with securities regulators.
Canadian securities regulators adopt new version of mining rule.
The capital requirements of the various securities regulators are largely the same.
Provincial securities regulators introduce new laws and regulations.
You will find a list of international securities regulators on the website of the.
Canadian securities regulators publish details of market disruption coordination process.
See also
You can also check out whether they have ever been in trouble with securities regulators.
All of the securities regulators have the same objectives.
Information from the returned checklists will be forwarded to individual state securities regulators for evaluation.
Securities regulators pursue these objectives through three main functions.
The nature and structure of securities regulators vary across the region.
Securities regulators have identified market fragmentation as a potential concern with respect to ATSs.
It also improves coordination among European securities regulators.
Canadian securities regulators publish amendments relating to designated rating organizations.
They can be regulated by the SEC or state securities regulators.
The main job of securities regulators was to make sure that trades were fair.
CSA is an umbrella organization comprising the provincial securities regulators.
Provincial securities regulators generally work well together on enforcement and compliance matters.
The report makes six main recommendations to Canadian securities regulators.
Securities regulators or sector specific regulators may be a proxy for representation of the public interest.
The Board will also invite securities regulators to participate as observers.
Securities regulators must ensure the protection ofinvestors and the ejJiciency of capital markets.
IOSCO is recognized as the leading international policy forum for securities regulators.
They will work with securities regulators as well as provincial and local police forces.
Improving fund governance has been a priority for Canadian securities regulators for several years.
Securities regulators should establish core competencies and create training standards and materials.
The Bank will consult with the provincial securities regulators throughout this process.
Canadian securities regulators propose eight initiatives to reduce regulatory burden for investment funds.
The Fund and underlying funds will only use derivatives as permitted by Canadian securities regulators.
Canadian securities regulators publish annual report highlighting investor education campaigns and activities.
The provinces would dissolve their existing securities regulators and delegate administrative powers to the CSC.
European securities regulators are advancing with requiring transaction reports in OTC derivatives.
Follow this link to access the contact information for all Securities Regulators in Canada.
Insurance and securities regulators will provide further guidance in the implementation phase of this project.
He was also a member of the Committee of European Securities Regulators.
Securities regulators now claim Adler never traded any shares for client accounts.
Establishment of a central repository by the Committee of European Securities Regulators.
No securities regulators in Latin America have confirmed the accuracy of any information contained herein.
Bring the matter to the attention of the Committee of European Securities Regulators.
Aussie securities regulators receive clarity from prospective crypto exchange over its ICO plans.
The list shall be made available to the Committee of European Securities Regulators.
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